時間：2018-10-18 來源：文章內容來源：北(bei)京證監(jian)局(ju)
【基本案情】
法院認定，2007年(nian)(nian)(nian)3月，被(bei)(bei)告(gao)單位(wei)黃金(jin)(jin)(jin)(jin)佳(jia)(jia)投資(zi)咨詢有(you)(you)限(xian)公(gong)(gong)(gong)司(si)成立，初始名(ming)稱為(wei)“廊坊市黃金(jin)(jin)(jin)(jin)佳(jia)(jia)投資(zi)咨詢有(you)(you)限(xian)公(gong)(gong)(gong)司(si)”，注冊(ce)資(zi)本(ben)3萬(wan)元，被(bei)(bei)告(gao)人(ren)(ren)肖雪(xue)任法定代表人(ren)(ren)，被(bei)(bei)告(gao)人(ren)(ren)肖雪(xue)、肖淑娣為(wei)公(gong)(gong)(gong)司(si)股東(dong)。2007年(nian)(nian)(nian)至(zhi)2010年(nian)(nian)(nian)間，公(gong)(gong)(gong)司(si)多次(ci)更名(ming)及變更注冊(ce)資(zi)本(ben)。2011年(nian)(nian)(nian)5月更名(ming)為(wei)“黃金(jin)(jin)(jin)(jin)佳(jia)(jia)投資(zi)集團有(you)(you)限(xian)公(gong)(gong)(gong)司(si)”。公(gong)(gong)(gong)司(si)的經營范圍為(wei)：對房地產、酒店(dian)(dian)、工(gong)業園區(qu)基(ji)礎建設(she)的投資(zi)；金(jin)(jin)(jin)(jin)銀制品(pin)的零售；第二類增值(zhi)電信(xin)業務(wu)中(zhong)的呼叫中(zhong)心業務(wu)。被(bei)(bei)告(gao)單位(wei)自2007年(nian)(nian)(nian)3月至(zhi)2014年(nian)(nian)(nian)9月，在(zai)河北(bei)、北(bei)京、天津、西(xi)安、大連、深圳等(deng)多省市的多家黃金(jin)(jin)(jin)(jin)佳(jia)(jia)門店(dian)(dian)，利(li)用經營實體金(jin)(jin)(jin)(jin)店(dian)(dian)，通過媒體、傳(chuan)單、門店(dian)(dian)宣傳(chuan)、業務(wu)員對客(ke)戶口口相傳(chuan)，與不(bu)特定人(ren)(ren)員簽訂(ding)黃金(jin)(jin)(jin)(jin)佳(jia)(jia)內部福利(li)協(xie)議(yi)(yi)、內部福利(li)兩(liang)便協(xie)議(yi)(yi)、預(yu)(yu)訂(ding)預(yu)(yu)售中(zhong)立倉(cang)合同(tong)、金(jin)(jin)(jin)(jin)管家購買(mai)(mai)協(xie)議(yi)(yi)、“金(jin)(jin)(jin)(jin)發展”委(wei)托信(xin)托協(xie)議(yi)(yi)書、“金(jin)(jin)(jin)(jin)元寶”合同(tong)、“大贏家”白銀理財協(xie)議(yi)(yi)書、黃金(jin)(jin)(jin)(jin)佳(jia)(jia)金(jin)(jin)(jin)(jin)銀/黃金(jin)(jin)(jin)(jin)/白銀制品(pin)買(mai)(mai)賣合同(tong)、提金(jin)(jin)(jin)(jin)卡全額購買(mai)(mai)協(xie)議(yi)(yi)、積存卡積存系(xi)列(lie)金(jin)(jin)(jin)(jin)條(tiao)/金(jin)(jin)(jin)(jin)錢協(xie)議(yi)(yi)、黃金(jin)(jin)(jin)(jin)佳(jia)(jia)系(xi)列(lie)金(jin)(jin)(jin)(jin)條(tiao)/金(jin)(jin)(jin)(jin)錢代保(bao)管協(xie)議(yi)(yi)，并允(yun)諾(nuo)收益等(deng)方式吸收資(zi)金(jin)(jin)(jin)(jin)共計(ji)153.7億余元。
被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)肖雪作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)股(gu)(gu)東、董事長、執行(xing)董事，指揮(hui)、決策(ce)黃金(jin)(jin)(jin)佳(jia)投資(zi)集團有(you)限公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)吸收資(zi)金(jin)(jin)(jin)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)何海(hai)靖作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)副(fu)總經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)、負(fu)責(ze)市(shi)場營銷，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)李(li)運(yun)江作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)副(fu)總經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)、負(fu)責(ze)后勤及(ji)開設分公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)、營業網點等新(xin)店(dian)的(de)(de)選址，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)魏喆作(zuo)(zuo)(zuo)為(wei)廊(lang)坊市(shi)金(jin)(jin)(jin)實(shi)軟(ruan)件開發(fa)有(you)限公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)總經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)兼公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)交易部經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)、負(fu)責(ze)黃金(jin)(jin)(jin)佳(jia)投資(zi)集團有(you)限公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)產品軟(ruan)件研發(fa)及(ji)維護(hu)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)許漢杰(jie)作(zuo)(zuo)(zuo)為(wei)黃金(jin)(jin)(jin)學(xue)院的(de)(de)副(fu)院長、負(fu)責(ze)培訓，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)王(wang)(wang)蒙君(jun)作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)行(xing)政人(ren)(ren)(ren)(ren)事總監、負(fu)責(ze)人(ren)(ren)(ren)(ren)力資(zi)源和(he)(he)員(yuan)工薪酬；被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)肖淑娣作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)二名股(gu)(gu)東之一，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)康學(xue)偉(wei)作(zuo)(zuo)(zuo)為(wei)戰(zhan)略(lve)發(fa)展委員(yuan)會經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)兼石家莊分公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)陳梅杰(jie)作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)財務副(fu)經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)劉興隆作(zuo)(zuo)(zuo)為(wei)董事長助理(li)(li)(li)(li)兼司(si)(si)(si)(si)(si)(si)機，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)崔志偉(wei)作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)財務總監，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)王(wang)(wang)來鋒作(zuo)(zuo)(zuo)為(wei)深(shen)圳分公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)李(li)新(xin)作(zuo)(zuo)(zuo)為(wei)京津廊(lang)大區廊(lang)坊市(shi)區第(di)一分公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)副(fu)總經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)李(li)昱濤作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)的(de)(de)副(fu)總經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)，被(bei)(bei)(bei)告(gao)(gao)(gao)人(ren)(ren)(ren)(ren)張瑋立作(zuo)(zuo)(zuo)為(wei)公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)審計(ji)監察部經(jing)(jing)(jing)(jing)理(li)(li)(li)(li)在不同時期均參與了謀(mou)劃、指揮(hui)和(he)(he)具體實(shi)施公(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)吸收資(zi)金(jin)(jin)(jin)業務。
2014年7月(yue)，被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)單位(wei)賬戶被(bei)(bei)(bei)(bei)管控后(hou)，被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)人肖(xiao)(xiao)雪指使(shi)被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)人肖(xiao)(xiao)淑娣在江(jiang)蘇銀(yin)行(xing)北京分(fen)行(xing)、北京銀(yin)行(xing)分(fen)別以黃(huang)(huang)金(jin)(jin)佳投資(zi)集團有(you)限(xian)公司(si)(si)名(ming)義開立賬戶并(bing)在多個分(fen)公司(si)(si)、營業(ye)(ye)部設(she)立多部POS機繼(ji)續(xu)吸收社會資(zi)金(jin)(jin)。被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)單位(wei)及(ji)被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)人肖(xiao)(xiao)雪將所吸收資(zi)金(jin)(jin)用于購買黃(huang)(huang)金(jin)(jin)佳大(da)廈、安次區(qu)工業(ye)(ye)園區(qu)土地(di)、車輛、房產(chan)、黃(huang)(huang)金(jin)(jin)白銀(yin)；投資(zi)黃(huang)(huang)金(jin)(jin)佳投資(zi)集團有(you)限(xian)公司(si)(si)及(ji)其(qi)子公司(si)(si)和永(yong)清(qing)綠野仙莊、固(gu)安綠華濃等(deng)關聯公司(si)(si)；支(zhi)付(fu)被(bei)(bei)(bei)(bei)告(gao)(gao)(gao)人肖(xiao)(xiao)雪之女出國(guo)留學費(fei)用并(bing)分(fen)別給肖(xiao)(xiao)淑娣、肖(xiao)(xiao)娟(juan)、肖(xiao)(xiao)發(fa)各1000萬(wan)(wan)元(yuan)人民幣；向清(qing)華大(da)學捐款5000萬(wan)(wan)元(yuan)人民幣，向中(zhong)國(guo)婦女發(fa)展基(ji)金(jin)(jin)會捐贈(zeng)500萬(wan)(wan)元(yuan)人民幣，向經(jing)濟(ji)參考報社支(zhi)付(fu)500萬(wan)(wan)元(yuan)人民幣；兌付(fu)部分(fen)本金(jin)(jin)及(ji)利息(xi)，支(zhi)付(fu)員工工資(zi)及(ji)提成，支(zhi)付(fu)各分(fen)公司(si)(si)及(ji)營業(ye)(ye)網點的租金(jin)(jin)、基(ji)礎建設(she)費(fei)用等(deng)。
【法院判決】
法(fa)院(yuan)認為，被(bei)(bei)告(gao)(gao)單位(wei)(wei)(wei)黃金(jin)佳(jia)投資(zi)集(ji)團有(you)限(xian)公(gong)司(si)向社(she)會不特定人(ren)(ren)(ren)員非法(fa)吸(xi)收存(cun)款(kuan)(kuan)，嚴重擾亂國家金(jin)融秩序，數(shu)額(e)巨大；被(bei)(bei)告(gao)(gao)人(ren)(ren)(ren)肖(xiao)雪(xue)、肖(xiao)淑(shu)娣(di)、何(he)海靖、李(li)運江、魏喆、許(xu)漢杰、康學偉(wei)(wei)、王(wang)蒙(meng)君、陳梅杰、劉(liu)興隆(long)、王(wang)來(lai)鋒、崔志偉(wei)(wei)、李(li)新、李(li)昱濤(tao)、張瑋立(li)為該單位(wei)(wei)(wei)直(zhi)接(jie)負責(ze)(ze)的主(zhu)管人(ren)(ren)(ren)員或(huo)其他(ta)直(zhi)接(jie)責(ze)(ze)任人(ren)(ren)(ren)員，上述單位(wei)(wei)(wei)及(ji)各被(bei)(bei)告(gao)(gao)人(ren)(ren)(ren)之(zhi)行為均已構成非法(fa)吸(xi)收公(gong)眾存(cun)款(kuan)(kuan)罪(zui)。根據被(bei)(bei)告(gao)(gao)單位(wei)(wei)(wei)及(ji)各被(bei)(bei)告(gao)(gao)人(ren)(ren)(ren)犯罪(zui)的事實、犯罪(zui)的性質、情節和對社(she)會的危害(hai)程度(du)，依法(fa)對被(bei)(bei)告(gao)(gao)單位(wei)(wei)(wei)黃金(jin)佳(jia)投資(zi)集(ji)團有(you)限(xian)公(gong)司(si)以非法(fa)吸(xi)收公(gong)眾存(cun)款(kuan)(kuan)罪(zui)判處(chu)(chu)罰(fa)金(jin)人(ren)(ren)(ren)民幣五十(shi)萬元；對被(bei)(bei)告(gao)(gao)人(ren)(ren)(ren)肖(xiao)雪(xue)以非法(fa)吸(xi)收公(gong)眾存(cun)款(kuan)(kuan)罪(zui)判處(chu)(chu)有(you)期徒(tu)刑(xing)十(shi)年(nian)，并處(chu)(chu)罰(fa)金(jin)人(ren)(ren)(ren)民幣二十(shi)萬元；對被(bei)(bei)告(gao)(gao)人(ren)(ren)(ren)肖(xiao)淑(shu)娣(di)等(deng)人(ren)(ren)(ren)以非法(fa)吸(xi)收公(gong)眾存(cun)款(kuan)(kuan)罪(zui)判處(chu)(chu)有(you)期徒(tu)刑(xing)二年(nian)六個月到六年(nian)不等(deng)刑(xing)罰(fa)，并處(chu)(chu)罰(fa)金(jin)；同(tong)時判決被(bei)(bei)告(gao)(gao)單位(wei)(wei)(wei)黃金(jin)佳(jia)投資(zi)集(ji)團有(you)限(xian)公(gong)司(si)非法(fa)吸(xi)收公(gong)眾存(cun)款(kuan)(kuan)的違法(fa)所(suo)得(de)予以追繳，返還(huan)集(ji)資(zi)參與(yu)人(ren)(ren)(ren)。
【剖(pou)析解讀】
本案屬于(yu)單(dan)位犯(fan)罪，黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)以經營(ying)黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)、白銀產(chan)品(pin)為名(ming)，通(tong)過媒體、傳(chuan)(chuan)單(dan)、門店宣傳(chuan)(chuan)、業(ye)務員(yuan)(yuan)(yuan)對(dui)客戶(hu)(hu)口(kou)口(kou)相傳(chuan)(chuan)等(deng)多種方式面向社會(hui)(hui)公(gong)(gong)(gong)(gong)開(kai)宣傳(chuan)(chuan)，向社會(hui)(hui)不特(te)(te)定對(dui)象(xiang)許(xu)諾收益，吸(xi)收資(zi)金(jin)(jin)(jin)(jin)。黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)通(tong)過其(qi)內(nei)(nei)部(bu)的(de)(de)高(gao)層會(hui)(hui)議(yi)或(huo)(huo)戰(zhan)略發(fa)展(zhan)委員(yuan)(yuan)(yuan)會(hui)(hui)研(yan)究決定，經營(ying)中立(li)倉、內(nei)(nei)部(bu)福利協議(yi)等(deng)產(chan)品(pin)，并(bing)以黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)的(de)(de)名(ming)義(yi)發(fa)行(xing)上(shang)述產(chan)品(pin)，且所吸(xi)收資(zi)金(jin)(jin)(jin)(jin)全(quan)部(bu)進(jin)入黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)賬(zhang)戶(hu)(hu)，或(huo)(huo)者雖進(jin)入以個人名(ming)義(yi)開(kai)立(li)的(de)(de)賬(zhang)戶(hu)(hu)，仍歸黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)統一支(zhi)配。據此，黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)的(de)(de)行(xing)為具備非(fei)法(fa)(fa)吸(xi)收公(gong)(gong)(gong)(gong)眾(zhong)存款的(de)(de)非(fei)法(fa)(fa)性、公(gong)(gong)(gong)(gong)開(kai)性、利誘性、社會(hui)(hui)性特(te)(te)征，依法(fa)(fa)應認定黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)實(shi)施了非(fei)法(fa)(fa)吸(xi)收公(gong)(gong)(gong)(gong)眾(zhong)存款的(de)(de)行(xing)為，依法(fa)(fa)應當以非(fei)法(fa)(fa)吸(xi)收公(gong)(gong)(gong)(gong)眾(zhong)存款罪追(zhui)究黃(huang)(huang)(huang)金(jin)(jin)(jin)(jin)佳(jia)(jia)(jia)投(tou)資(zi)集(ji)團(tuan)有(you)限(xian)(xian)公(gong)(gong)(gong)(gong)司(si)(si)及其(qi)直(zhi)接(jie)負(fu)責的(de)(de)主管人員(yuan)(yuan)(yuan)或(huo)(huo)其(qi)他直(zhi)接(jie)責任(ren)人員(yuan)(yuan)(yuan)的(de)(de)刑事責任(ren)。
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